Stocks

What Do Stockbrokers Do?

What Do Stockbrokers Do?

A stockbroker acts as a middleman between people who want to sell stock, such as companies, and investors who want to buy stocks. The stockbroker matches up buyers and sellers and ...

What Are 10-Year Treasury Notes and How Do You Buy Them?

What Are 10-Year Treasury Notes and How Do You Buy Them?

A 10-year Treasury note is a type of U.S. Treasury security sold in order to finance federal debt. Treasury notes mature in more than one year, but not more than 10 years. In this ...

How to Determine a Discount for Closed End Mutual Fund Source Capital?

How to Determine a Discount for Closed End Mutual Fund Source Capital?

Source Capital, the mutual fund managed and marketed by First Pacific Advisors, is a closed-end fund, rather than a traditional open-end mutual fund. This means that the fund ...

10-Year Treasury Note Options

10-Year Treasury Note Options

When the federal government seeks to borrow money, it can do so by issuing 10-year Treasury notes. Investors and issuers alike face options that affect the performance of these ...

12B-1 Fee Calculations

12B-1 Fee Calculations

A mutual fund's marketing and distribution fees are classified under 12B-1 fees. These fees include the costs of advertising and promoting the fund, as well as the printing and ...

3 Styles of Successful Dividend Investing

3 Styles of Successful Dividend Investing

Stock investors derive their profits from dividend income and capital appreciation. Capital appreciation is the primary source of stock profits, but skillful investors can ...

Types of Stock Ownership

Types of Stock Ownership

Not all stock is created equal. When companies go public, founders usually create several classes of stock -- some aimed to yield higher share prices and others to ensure founders ...

What Is the 3-Day Rule In Trading Stocks?

What Is the 3-Day Rule In Trading Stocks?

Stock trades that remain unsettled for extended periods of time can be detrimental to the financial markets, particularly in times of market turmoil. The longer it takes for a ...

Why Do Companies Offer Stock Options?

Why Do Companies Offer Stock Options?

A stock option gives an employee the right to buy a certain amount of company stock at a predetermined or discount rate. Stock options are a popular perk, and help motivate ...

What Is a 3-for-2 Stock Split?

What Is a 3-for-2 Stock Split?

A stock split is a device that publicly held companies use to manage the share price of their common stock. Stock splits alter the number of outstanding shares issued by the ...

Stock Options & Earned Income

Stock Options & Earned Income

When you take an executive job through a company, you may have some choice in the way that your earnings are payed out. Aside from a cash salary, some companies may offer stock ...

6 Characteristics of the Stock Market

6 Characteristics of the Stock Market

The stock market is an exchange or marketplace through which investors buy and sell stocks or securities. The overall goal for everyone involved in the stock market is to realize ...

Balanced Index Fund Tax Advantages

Balanced Index Fund Tax Advantages

A balanced index fund holds both equities and bonds and maintains a relatively steady allocation to both asset classes regardless of market conditions. This distinguishes them ...

6 Steps of the Capital Investment Process

6 Steps of the Capital Investment Process

Angel investor groups and venture capital funds tend to follow the same 6-step process in evaluating each potential investment. The process is important because most well-known ...

What Are the Signs of an Unethical Stockbroker?

What Are the Signs of an Unethical Stockbroker?

While the vast majority of stockbrokers are honest and ethical, as in any job involving large amounts of other people's money, there are many opportunities for fraud. The ...

Mutual Fund Settlement Rules

Mutual Fund Settlement Rules

Buying into a mutual fund is a common way to take advantage of the gains possible in the stock market without shouldering the same risks. Mutual funds are an easy way to invest in ...

Absolute Return Fund vs. Hedge Fund?

Absolute Return Fund vs. Hedge Fund?

Hedge funds are pools of money privately manged for high net worth investors. These funds use advanced strategies and techniques not usually available to the general investing ...